Accepted for/Published in: JMIR Formative Research
Date Submitted: Aug 20, 2024
Date Accepted: Jan 19, 2025
Warning: This is an author submission that is not peer-reviewed or edited. Preprints - unless they show as "accepted" - should not be relied on to guide clinical practice or health-related behavior and should not be reported in news media as established information.
An Evaluation Framework to Assess the Quality of Psychotherapy Conversational Agents: Development and Chatbot Evaluation Study
ABSTRACT
Background:
Despite potential risks, artificial intelligence-based chatbots that simulate psychotherapy are becoming more widely available and frequently used by the general public. A comprehensive way of evaluating the quality of these chatbots is needed.
Objective:
To address this need, we developed the CAPE (Conversational Agent for Psychotherapy Evaluation) framework to aid clinicians, researchers, and lay users in assessing psychotherapy chatbot quality.
Methods:
We identified four popular chatbots on OpenAI’s GPT store. Two reviewers independently applied the CAPE framework to these chatbots, using two fictional personas to simulate interactions. The modular framework has eight sections, each yielding an independent quality subscore. We used t-tests and non-parametric Wilcoxon Signed Rank tests to examine pairwise differences in subscores between chatbots.
Results:
Chatbots consistently scored highly on the sections of background information, conversational capabilities, therapeutic alliance and boundaries, and accessibility. Scores were low for the therapeutic orientation and monitoring and risk evaluation sections. Information on training data and knowledge base sections was not transparent. Except for the privacy and harm section, there were no differences in subscores between the chatbots.
Conclusions:
The CAPE framework offers a robust and reliable method for assessing the quality of psychotherapy chatbots, enabling users to make informed choices based on their specific needs and preferences. Our evaluation revealed that while the popular chatbots on OpenAI’s GPT store were effective at developing rapport and were easily accessible, they failed to address essential safety and privacy functions adequately.
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