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Accepted for/Published in: JMIR Research Protocols

Date Submitted: Aug 16, 2023
Open Peer Review Period: Aug 16, 2023 - Oct 11, 2023
Date Accepted: May 1, 2024
(closed for review but you can still tweet)

The final, peer-reviewed published version of this preprint can be found here:

AI as a Medical Device Adverse Event Reporting in Regulatory Databases: Protocol for a Systematic Review

Kale AU, Dattani R, Tabansi A, Hogg HDJ, Pearson R, Glocker B, Golder S, Waring J, Liu X, Moore DJ, Denniston AK

AI as a Medical Device Adverse Event Reporting in Regulatory Databases: Protocol for a Systematic Review

JMIR Res Protoc 2024;13:e48156

DOI: 10.2196/48156

PMID: 38990628

PMCID: 11273077

Warning: This is an author submission that is not peer-reviewed or edited. Preprints - unless they show as "accepted" - should not be relied on to guide clinical practice or health-related behavior and should not be reported in news media as established information.

Artificial Intelligence as a Medical Device (AIaMD) Adverse Event Reporting in Regulatory Databases: A systematic review protocol

  • Aditya U Kale; 
  • Riya Dattani; 
  • Ashley Tabansi; 
  • Henry David Jeffry Hogg; 
  • Russel Pearson; 
  • Ben Glocker; 
  • Su Golder; 
  • Justin Waring; 
  • Xiaoxuan Liu; 
  • David J Moore; 
  • Alastair K Denniston

ABSTRACT

Background:

Adverse event (AE) reporting is a key feedback signal for detection of safety issues relating to healthcare products. The reporting of adverse events for medical devices is a longstanding area of concern, with suboptimal reporting due to a range of factors including a failure to recognise the association of AEs with medical devices, lack of knowledge of how to report AEs and a general culture of non-reporting. The introduction of Artificial Intelligence as a Medical Device (AIaMD) requires a robust safety monitoring environment that recognises both generic risks of a medical device, and some of the increasingly recognised risks of AI health technologies (such as algorithmic bias). There is an urgent need to understand the limitations of current AE reporting systems, and explore potential mechanisms for how AEs could be detected, attributed and reported with a view to improving early detection of safety signals.

Objective:

This systematic review aims to search for existing adverse event reports for AIaMD, extract event data, and analyse the reported events to yield insights into their frequency and severity, whilst characterising the events using existing regulatory guidance.

Methods:

Publicly accessible adverse event databases will be searched to identify adverse event reports for AIaMD. Scoping searches have identified three regulatory territories for which public access to AE reports is provided: USA, UK, and Australia. Data extraction will be conducted using a data extraction tool designed for this review and will be done independently by two reviewers. Descriptive analysis will be conducted to identify the types of AEs being reported, and their frequency, for different types of AIaMD. AEs will be analysed and characterised according to existing regulatory guidance.

Results:

Scoping searches are being conducted and data extraction and synthesis will commence in August 2023, with planned completion by the end of 2023. The review has been registered on the Open Science Framework (https://osf.io/n2wrt/).

Conclusions:

To our knowledge, this will be the first systematic review of three different regulatory sources reporting AEs associated with AIaMD. The review aims to outline the characteristics and frequency of adverse events reported for AIaMD, and help regulators and policy-makers to continue developing robust safety monitoring processes.


 Citation

Please cite as:

Kale AU, Dattani R, Tabansi A, Hogg HDJ, Pearson R, Glocker B, Golder S, Waring J, Liu X, Moore DJ, Denniston AK

AI as a Medical Device Adverse Event Reporting in Regulatory Databases: Protocol for a Systematic Review

JMIR Res Protoc 2024;13:e48156

DOI: 10.2196/48156

PMID: 38990628

PMCID: 11273077

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