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Accepted for/Published in: Journal of Medical Internet Research

Date Submitted: Jan 10, 2023
Open Peer Review Period: Jan 9, 2023 - Mar 6, 2023
Date Accepted: May 22, 2023
(closed for review but you can still tweet)

The final, peer-reviewed published version of this preprint can be found here:

Representation Learning and Spectral Clustering for the Development and External Validation of Dynamic Sepsis Phenotypes: Observational Cohort Study

Boussina A, Wardi G, Shashikumar S, Malhotra A, Zheng K, Nemati S

Representation Learning and Spectral Clustering for the Development and External Validation of Dynamic Sepsis Phenotypes: Observational Cohort Study

J Med Internet Res 2023;25:e45614

DOI: 10.2196/45614

PMID: 37351927

PMCID: 10337434

Warning: This is an author submission that is not peer-reviewed or edited. Preprints - unless they show as "accepted" - should not be relied on to guide clinical practice or health-related behavior and should not be reported in news media as established information.

Development and External Validation of Dynamic Sepsis Phenotypes: An Observational Cohort Study

  • Aaron Boussina; 
  • Gabriel Wardi; 
  • Supreeth Shashikumar; 
  • Atul Malhotra; 
  • Kai Zheng; 
  • Shamim Nemati

ABSTRACT

Background:

Recent attempts at clinical phenotyping for sepsis have shown promise in identifying groups of patients with distinct treatment responses. Nonetheless, the replicability and actionability of these phenotypes remains an issue since the patient trajectory is a function of both the patient’s physiological state as well as the interventions they receive.

Objective:

We aimed to develop a novel approach for deriving clinical phenotypes using unsupervised learning and transition modeling.

Methods:

Forty commonly used clinical variables from the electronic health record were used as inputs to a feed-forward neural network trained to predict the onset of sepsis. Using spectral clustering on the representations from this network we derived and validated consistent phenotypes across a diverse cohort of sepsis patients. We modeled phenotype dynamics as a Markov decision process with transitions as a function of the patient’s current state and the interventions they received.

Results:

Four consistent and distinct phenotypes were derived from over 11,500 adult patients who were admitted from the UCSD ED with sepsis between January 1, 2016 - January 31, 2020. Over 2,000 adult patients admitted from the UCI ED with sepsis between November 4, 2017 - August 4, 2022 were used for external validation. We demonstrate that sepsis phenotypes are not static and evolve in response to physiological factors and based on interventions. We show that roughly 45% of patients change phenotype membership within the first 6 hours of ED arrival. We observe consistent trends in patient dynamics as a function of interventions including early administration of antibiotics.

Conclusions:

We derive and describe 4 sepsis phenotypes present within 6 hours of triage in the ED. We observe that the administration of a 30 mL/kg fluid bolus may be associated with worse outcomes in certain phenotypes whereas prompt antimicrobial therapy is associated with improved outcomes.


 Citation

Please cite as:

Boussina A, Wardi G, Shashikumar S, Malhotra A, Zheng K, Nemati S

Representation Learning and Spectral Clustering for the Development and External Validation of Dynamic Sepsis Phenotypes: Observational Cohort Study

J Med Internet Res 2023;25:e45614

DOI: 10.2196/45614

PMID: 37351927

PMCID: 10337434

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