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Accepted for/Published in: Journal of Medical Internet Research

Date Submitted: Aug 1, 2022
Date Accepted: Jan 29, 2023

The final, peer-reviewed published version of this preprint can be found here:

Federated Machine Learning, Privacy-Enhancing Technologies, and Data Protection Laws in Medical Research: Scoping Review

Brauneck A, Schmalhorst L, Majdabadi MMK, Bakhtiari M, Völker U, Baumbach J, Baumbach L, Buchholtz G

Federated Machine Learning, Privacy-Enhancing Technologies, and Data Protection Laws in Medical Research: Scoping Review

J Med Internet Res 2023;25:e41588

DOI: 10.2196/41588

PMID: 36995759

PMCID: 10131784

Federated Machine Learning, Privacy-Enhancing Technologies, and Data Protection Laws in Medical Research: A scoping Review

  • Alissa Brauneck; 
  • Louisa Schmalhorst; 
  • Mohammad Mahdi Kazemi Majdabadi; 
  • Mohammad Bakhtiari; 
  • Uwe Völker; 
  • Jan Baumbach; 
  • Linda Baumbach; 
  • Gabriele Buchholtz

ABSTRACT

The collection, storage and analysis of large datasets is relevant in many sectors. However, it is strictly regulated, such as by the General Data Protection Regulation (GDPR). These regulations mandate strict data security and data protection and thus create major challenges for collecting and utilizing large datasets. Technologies like Federated Learning (FL), especially paired with Differential Privacy (DP) and Secure Multiparty Computation (SMPC) aim to solve these challenges. In this scoping review, we summarize the current discussion on the legal questions and concerns relating to Federated Learning systems. We are particularly interested in whether and to what extent FL applications and training processes are compliant with the GDPR data protection law and whether the use of the aforementioned privacy-enhancing technologies (DP, SMPC) affects this legal compliance. We identified and summarized the findings of 56 relevant publications on FL, revealing that a combination of FL with SMPC and DP is necessary to fulfill the legal requirements for systems dealing with personal data.


 Citation

Please cite as:

Brauneck A, Schmalhorst L, Majdabadi MMK, Bakhtiari M, Völker U, Baumbach J, Baumbach L, Buchholtz G

Federated Machine Learning, Privacy-Enhancing Technologies, and Data Protection Laws in Medical Research: Scoping Review

J Med Internet Res 2023;25:e41588

DOI: 10.2196/41588

PMID: 36995759

PMCID: 10131784

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