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Accepted for/Published in: JMIR Medical Informatics

Date Submitted: Oct 4, 2021
Date Accepted: Dec 4, 2021

The final, peer-reviewed published version of this preprint can be found here:

Technology-Enabled, Evidence-Driven, and Patient-Centered: The Way Forward for Regulating Software as a Medical Device

Carolan JE, McGonigle J, Dennis A, Lorgelly P, Banerjee A

Technology-Enabled, Evidence-Driven, and Patient-Centered: The Way Forward for Regulating Software as a Medical Device

JMIR Med Inform 2022;10(1):e34038

DOI: 10.2196/34038

PMID: 35084352

PMCID: 8832257

Technology-enabled, evidence-driven and patient centered: the way forward for regulating software as a medical device

  • Jane Elizabeth Carolan; 
  • John McGonigle; 
  • Andrea Dennis; 
  • Paula Lorgelly; 
  • Ami Banerjee

ABSTRACT

Artificial intelligence (AI) is a broad discipline that aims to understand and design systems that display properties of intelligence1. Machine learning (ML) is a subset of AI which describes how algorithms and models can assist computer systems in progressively improving their performance2. Based on publicly available information, in late September 2021, U.S Food and Drug Administration (FDA) listed 343 AI/ML-enabled medical devices marketed in the U.S. In healthcare, an increasingly common application of AI and ML is software as a medical device (SaMD) which has the intention to diagnose, treat, cure, mitigate, or prevent disease3. Regulatory frameworks for SaMD need to be adaptive while prioritising patient safety and effectiveness4,5,6. Regulatory challenges of SaMD include processing submitted evidence to verify generalisability, interoperability, data integrity, and data security. Constructing a fit-for-purpose regulatory framework for SaMD with a continuous learning algorithm is an added complexity. As regulatory agencies aim to advance health care delivery through SaMD adoption, with efforts to avoid unintended consequences, this commentary summarises the current regulatory frameworks for SaMD. First we describe the challenge of continuous learning algorithms, then highlight the new evidence standards and frameworks under development, and discuss the need for stakeholder engagement, concluding with two key steps that regulators need to address in order to optimise and realise the many benefits of SaMD.


 Citation

Please cite as:

Carolan JE, McGonigle J, Dennis A, Lorgelly P, Banerjee A

Technology-Enabled, Evidence-Driven, and Patient-Centered: The Way Forward for Regulating Software as a Medical Device

JMIR Med Inform 2022;10(1):e34038

DOI: 10.2196/34038

PMID: 35084352

PMCID: 8832257

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