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Accepted for/Published in: Journal of Medical Internet Research

Date Submitted: Feb 15, 2018
Open Peer Review Period: Feb 16, 2018 - Apr 23, 2018
Date Accepted: Apr 23, 2018
(closed for review but you can still tweet)

The final, peer-reviewed published version of this preprint can be found here:

Towards an Artificially Empathic Conversational Agent for Mental Health Applications: System Design and User Perceptions

Morris RR, Kouddous K, Kshirsagar R, Schueller SM

Towards an Artificially Empathic Conversational Agent for Mental Health Applications: System Design and User Perceptions

J Med Internet Res 2018;20(6):e10148

DOI: 10.2196/10148

PMID: 29945856

PMCID: 6039770

Warning: This is an author submission that is not peer-reviewed or edited. Preprints - unless they show as "accepted" - should not be relied on to guide clinical practice or health-related behavior and should not be reported in news media as established information.

Towards an Artificially Empathic Conversational Agent for Mental Health Applications: System Design and User Perceptions

  • Robert R Morris; 
  • Kareem Kouddous; 
  • Rohan Kshirsagar; 
  • Stephen M Schueller

Background:

Conversational agents cannot yet express empathy in nuanced ways that account for the unique circumstances of the user. Agents that possess this faculty could be used to enhance digital mental health interventions.

Objective:

We sought to design a conversational agent that could express empathic support in ways that might approach, or even match, human capabilities. Another aim was to assess how users might appraise such a system.

Methods:

Our system used a corpus-based approach to simulate expressed empathy. Responses from an existing pool of online peer support data were repurposed by the agent and presented to the user. Information retrieval techniques and word embeddings were used to select historical responses that best matched a user’s concerns. We collected ratings from 37,169 users to evaluate the system. Additionally, we conducted a controlled experiment (N=1284) to test whether the alleged source of a response (human or machine) might change user perceptions.

Results:

The majority of responses created by the agent (2986/3770, 79.20%) were deemed acceptable by users. However, users significantly preferred the efforts of their peers (P<.001). This effect was maintained in a controlled study (P=.02), even when the only difference in responses was whether they were framed as coming from a human or a machine.

Conclusions:

Our system illustrates a novel way for machines to construct nuanced and personalized empathic utterances. However, the design had significant limitations and further research is needed to make this approach viable. Our controlled study suggests that even in ideal conditions, nonhuman agents may struggle to express empathy as well as humans. The ethical implications of empathic agents, as well as their potential iatrogenic effects, are also discussed.


 Citation

Please cite as:

Morris RR, Kouddous K, Kshirsagar R, Schueller SM

Towards an Artificially Empathic Conversational Agent for Mental Health Applications: System Design and User Perceptions

J Med Internet Res 2018;20(6):e10148

DOI: 10.2196/10148

PMID: 29945856

PMCID: 6039770

Per the author's request the PDF is not available.

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