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Accepted for/Published in: JMIR Mental Health

Date Submitted: May 28, 2024
Open Peer Review Period: May 31, 2024 - Jul 26, 2024
Date Accepted: Aug 20, 2024
(closed for review but you can still tweet)

The final, peer-reviewed published version of this preprint can be found here:

Empathy Toward Artificial Intelligence Versus Human Experiences and the Role of Transparency in Mental Health and Social Support Chatbot Design: Comparative Study

Shen J, DiPaola D, Ali S, Sap M, Park HW, Breazeal C

Empathy Toward Artificial Intelligence Versus Human Experiences and the Role of Transparency in Mental Health and Social Support Chatbot Design: Comparative Study

JMIR Ment Health 2024;11:e62679

DOI: 10.2196/62679

PMID: 39321450

PMCID: 11464935

Warning: This is an author submission that is not peer-reviewed or edited. Preprints - unless they show as "accepted" - should not be relied on to guide clinical practice or health-related behavior and should not be reported in news media as established information.

Empathy Towards AI vs Human Experiences: The Role of Transparency in Mental Health and Social Support Chatbot Design

  • Jocelyn Shen; 
  • Daniella DiPaola; 
  • Safinah Ali; 
  • Maarten Sap; 
  • Hae Won Park; 
  • Cynthia Breazeal

ABSTRACT

Background:

Empathy is a driving force in our connection to others, our mental wellbeing, and resilience to challenges. With the rise of generative AI systems, mental health chatbots, and AI social support companions, it is important to understand how empathy unfolds towards stories from human vs AI narrators and how user emotions might change when the author of a story is made transparent to users.

Objective:

We aim to understand how empathy shifts across human-written vs AI-written stories, and how these findings inform ethical implications and human-centered design of using mental health chatbots as objects of empathy.

Methods:

We conduct crowd-sourced studies with N=985 participants who each write a personal story and then rate empathy towards 2 retrieved stories, where one is written by a language model, and another is written by a human. Our studies vary transparency around whether a story is written by a human or an AI to see how transparency affects empathy towards the narrator. We conduct mixed-methods analyses with both quantitative and qualitative approaches to understand how and why transparency affects empathy towards human vs AI storytellers.

Results:

We find that participants consistently and significantly empathize with human-written over machine-written stories in almost all conditions, regardless of whether they are aware that an AI wrote the story (P<.001). We also find that participants reported a greater willingness to empathize with AI-written stories if there is transparency about the story author (P<.001).

Conclusions:

Our work sheds light on how empathy towards AI or human narrators is tied to the way the text is presented, thus informing ethical considerations of artificial social support or mental health chatbots that are intended to evoke empathetic reactions.


 Citation

Please cite as:

Shen J, DiPaola D, Ali S, Sap M, Park HW, Breazeal C

Empathy Toward Artificial Intelligence Versus Human Experiences and the Role of Transparency in Mental Health and Social Support Chatbot Design: Comparative Study

JMIR Ment Health 2024;11:e62679

DOI: 10.2196/62679

PMID: 39321450

PMCID: 11464935

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