Warning: This is an author submission that is not peer-reviewed or edited. Preprints - unless they show as "accepted" - should not be relied on to guide clinical practice or health-related behavior and should not be reported in news media as established information.
Trauma Checklist Extraction from Clinical Documents: A Study of Large Language Models and Prompting Techniques
ABSTRACT
Background:
Clinical checklists are a list of items designed to reduce the errors of omission in clinical settings. To engineer clinical decision support systems (CDSS), checklists are manually extracted from clinical documents, causing the process to be time-consuming and susceptible to human errors, specifically when documents need updating. This can be addressed by automating the extraction process.
Objective:
To investigate the effectiveness of generic Large Language Models (LLMs) using various prompting techniques to extract checklist items from seven public neurotrauma documents.
Methods:
We selected seven clinical checklists used in neurotrauma: AO Trauma Asia Classification (ATAC), Pre-Arrival Trauma Checklist (PATC), Adult Trauma Triaging Tool (ATTT), Canadian CT Head Rule (CCHR), Canadian C Spine Rule (CCR), Nexus Criteria for C-Spine Imaging (NCCI), and Nexus Head CT Instrument (NHCI). We queried GPT-3.5-Turbo, GPT-4, GPT-4o, GPT-o1-mini and Claude 3.5 Sonnet using role-play, instruction following, chain-of-thought and few-shot prompting techniques and measured effectiveness through string similarity and cosine similarity.
Results:
Effectiveness varied greatly across LLMs and prompting techniques whereby the average string similarity ranged from 0% to 98.31%±1.20% and the average cosine similarity between 0.13±0.01 to 1.00±0.00. GPT-4 with Chain of Thought prompting demonstrated perfect similarity across more checklists (PATC, CCHR, NCCI). GPT-4o and GPT-o1-mini with instruction following demonstrated perfect similarity only the PATC checklist. GPT-3.5-Turbo and Claude 3.5 Sonnet using few-shot prompting failed to extract four of the seven checklists (ATAC, CCR, NCCI, NHCI).
Conclusions:
LLMs are limited in consistently extracting items from clinical checklists effectively despite the use of various prompting techniques. Clinical Trial: NA
Citation
Request queued. Please wait while the file is being generated. It may take some time.
Copyright
© The authors. All rights reserved. This is a privileged document currently under peer-review/community review (or an accepted/rejected manuscript). Authors have provided JMIR Publications with an exclusive license to publish this preprint on it's website for review and ahead-of-print citation purposes only. While the final peer-reviewed paper may be licensed under a cc-by license on publication, at this stage authors and publisher expressively prohibit redistribution of this draft paper other than for review purposes.