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Accepted for/Published in: JMIR Bioinformatics and Biotechnology

Date Submitted: Oct 19, 2022
Date Accepted: Apr 28, 2023

The final, peer-reviewed published version of this preprint can be found here:

Decision of the Optimal Rank of a Nonnegative Matrix Factorization Model for Gene Expression Data Sets Utilizing the Unit Invariant Knee Method: Development and Evaluation of the Elbow Method for Rank Selection

Guven E

Decision of the Optimal Rank of a Nonnegative Matrix Factorization Model for Gene Expression Data Sets Utilizing the Unit Invariant Knee Method: Development and Evaluation of the Elbow Method for Rank Selection

JMIR Bioinform Biotech 2023;4:e43665

DOI: 10.2196/43665

PMCID: 11135234

The Decision of the Optimal Rank of a Non-negative Matrix Factorization Model for Gene Expression Datasets Utilizing Unit Invariant Knee Method

  • Emine Guven

ABSTRACT

Background:

There is a great need to develop a computational approach to analyze and exploit the information contained in gene expression data. Recent utilization of non-negative matrix factorization (NMF) in computational biology has served its capability to derive essential details from a high amount of data in particular gene expression microarrays.

Objective:

A common problem in NMF is finding the proper number rank (r) of factors. Thus, various techniques have been suggested to select the optimal value of rank factorization (r).

Methods:

This study focused on the unit invariant knee (UIK) method to calculate factorization rank (basis vector) of the non-negative matrix factorization (NMF) of gene expression data sets is employed. Because the UIK method requires an extremum distance estimator (EDE) that is eventually employed for inflection and identification of a knee point, this study finds the first inflection point of curvature of RSS of the proposed algorithms using the UIK method on gene expression datasets as a target matrix.

Results:

Computation was conducted for the UIK task using the esGolub data set of R studio, and consequently, the distinct results of NMF was subjected to compare on different algorithms. The proposed UIK method is easy to perform, free of a priori rank value input, and does not require initial parameters that significantly influence the model9s functionality.

Conclusions:

This study demonstrates that the UIK method provides a credible prediction for both gene expression data and precisely estimating of simulated mutational processes data with known dimensions.


 Citation

Please cite as:

Guven E

Decision of the Optimal Rank of a Nonnegative Matrix Factorization Model for Gene Expression Data Sets Utilizing the Unit Invariant Knee Method: Development and Evaluation of the Elbow Method for Rank Selection

JMIR Bioinform Biotech 2023;4:e43665

DOI: 10.2196/43665

PMCID: 11135234

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